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1、Anheuser-BuschAnheuser-BuschAnheuser-BuschAnheuser-BuschC-TPATC-TPATC-TPATC-TPAT ProtocolsProtocolsProtocolsProtocolsSectionSectionSectionSectionAttachmentAttachmentAttachmentAttachment D2D2D2D2SubjectSubjectSubjectSubjectSelf-AssessmentSelf-AssessmentSelf-AssessmentSelf-Assessment forforforfor Fore
2、ignForeignForeignForeignManufacturersManufacturersManufacturersManufacturers andandandand SuppliersSuppliersSuppliersSuppliersVendorVendorVendorVendor Name:Name:Name:Name:FactoryFactoryFactoryFactory NameNameNameName&Address:Address:Address:Address:ReviewerReviewerReviewerReviewer Name:Name:Name:Nam
3、e:ReviewerReviewerReviewerReviewer Title:Title:Title:Title:ReviewerReviewerReviewerReviewer CompanyCompanyCompanyCompany&ContactContactContactContactInformation:Information:Information:Information:DateDateDateDate ofofofof Review:Review:Review:Review:Is your company a member of C-TPAT?YesNoIf you an
4、swered YESYESYESYES to this question,you do notnotnotnot need to complete the rest of this questionnaire.SimplySimplySimplySimply sendsendsendsend usususus a a a a copycopycopycopy ofofofof youryouryouryour C-TPATC-TPATC-TPATC-TPAT certificatecertificatecertificatecertificate orororor a a a a letter
5、letterletterletter statingstatingstatingstating youryouryouryour companycompanycompanycompany s s s s SVISVISVISVInumbernumbernumbernumber sosososo thatthatthatthat wewewewe maymaymaymay verifyverifyverifyverify youryouryouryour acceptanceacceptanceacceptanceacceptance intointointointo thethethethe
6、program.program.program.program.(如果你回答这个问题是如果你回答这个问题是”是是”,这样你不须要继续完成问卷的余下部份这样你不须要继续完成问卷的余下部份.简单做法是寄给我们你们简单做法是寄给我们你们的的 C-TPATC-TPATC-TPATC-TPAT 证书或一封书信说明你们公司是证书或一封书信说明你们公司是 SVISVISVISVI 的成员的成员,以便我们可能会验证你在这计划的接受以便我们可能会验证你在这计划的接受.).).).)If you are not yet a member of C-TPAT,are you a member of:如果你不是 C-
7、TPAT 的现有会员,这样你会是以下那个的会员:Partners in Protection(PIP)YesYesYesYesNoNoNoNoIntendIntendIntendIntend totototo ApplyApplyApplyApply(正打算申请正打算申请)Business Anti-Smuggling Coalition(BASC)?YesYesYesYesNoNoNoNoIntendIntendIntendIntend totototo ApplyApplyApplyApply(正打算申请正打算申请)Free and Secure Trade(FAST)?YesYesYes
8、YesNoNoNoNoIntendIntendIntendIntend totototo ApplyApplyApplyApply(正打算申请正打算申请)Other(Non-U.S.)Customs Supply Chain Security Program(if yes please see below)(其他(非美国)的海关供应链安全程序(如有,请看下题)YesYesYesYesNoNoNoNoIntendIntendIntendIntend totototo ApplyApplyApplyApply(正打算申请正打算申请)Please provide name of other(non-
9、U.S.)Customs Supply Chain Security Program and country.请提供其他(非美国)的海关供应链安全程序及国家的名称.ProgramProgramProgramProgram Name/CountryName/CountryName/CountryName/CountryAnheuser-BuschAnheuser-BuschAnheuser-BuschAnheuser-BuschC-TPATC-TPATC-TPATC-TPAT ProtocolsProtocolsProtocolsProtocolsSectionSectionSectionSec
10、tionAttachmentAttachmentAttachmentAttachment D2D2D2D2SubjectSubjectSubjectSubjectSelf-AssessmentSelf-AssessmentSelf-AssessmentSelf-Assessment forforforfor ForeignForeignForeignForeignManufacturersManufacturersManufacturersManufacturers andandandand SuppliersSuppliersSuppliersSuppliers1.1.1.1.Physica
11、lPhysicalPhysicalPhysical SecuritySecuritySecuritySecurityQuestionQuestionQuestionQuestionYesYesYesYesNoNoNoNo1.1Are buildings constructed of materials that resistunlawful entry?建筑物的构成物料是否可以抵抗不合法的侵入?1.2Are entrances and exits to the warehouse/distributioncenter monitored?仓库或分销中心的出入口通道是否有被监测?1.3Are e
12、xternal and internal doors,windows and fencesprotected by appropriate means?外面及内面的门,窗,围栏是否有足够的方法去被保护?1.4Are intrusion alarms used to detect unauthorized entryafter hours?下班后是否有防盗警钟作侦测未被受权的侵入?1.5Are external doors and windows linked to the alarmsystem?外面及内面的门,窗是否与防盗警钟有联系?1.6Are windows sealed or secu
13、red with protective/bars?窗有否被保护物或棒焊接或被牢固着?1.7Are exit doors reinforced?太平门是否被加固?1.8Are dock doors constructed of materials that preventunlawful entry?货物成品仓门的构成物料是否可以抵抗不合法的侵入?1.9Are dock doors closed and locked unless a shipment isbeing received or dispatched?货物成品仓门是否会关闭及被上锁直至装运是被提取或发送?1.10Is parking
14、 for employees&visitors separate from thedock and cargo areas?员工及访客的泊车位置是否与货物成品仓及货柜区分隔开?1.11Is lighting both inside and outside the facility adequateto eliminate dark corners?内外设施是否有足够的照明设备以消除黑暗的角位?1.12Is flood lighting used on loading and unloading areas?在上落货区是否用了大量的照明设备?1.13Are dock doors illumina
15、ted at night?货物成品仓门在晚上是否有被灯光照着?1.14Are clear zones maintained around the facility(i.e.,arebrush and growth cleared from the perimeter barrier)?设施周围的区域是否保持清洁(例如:栅栏周围的生长物和brush 是被清除)?1.15Are communication systems in place to contact internalsecurity personnel or local law enforcement officers inthe ev
16、ent of an emergency?当有紧急事故发生时,是否设有一个联系系统与内部保安员人或当地公安部门联系。1.16Is international and domestic cargo segregated andAnheuser-BuschAnheuser-BuschAnheuser-BuschAnheuser-BuschC-TPATC-TPATC-TPATC-TPAT ProtocolsProtocolsProtocolsProtocolsSectionSectionSectionSectionAttachmentAttachmentAttachmentAttachment D2D
17、2D2D2SubjectSubjectSubjectSubjectSelf-AssessmentSelf-AssessmentSelf-AssessmentSelf-Assessment forforforfor ForeignForeignForeignForeignManufacturersManufacturersManufacturersManufacturers andandandand SuppliersSuppliersSuppliersSuppliersmarked?国际货物及本地货物是否被分开及标记着?1.17Is dangerous goods cargo segregat
18、ed and stored in asafe area?危险商品的货物是否被分开及存放在安全的地方?1.18Is high-value cargo segregated and stored in a safe,caged or fenced-in area?高价商品的货物是否被分开及存放在安全的货柜或栅栏围起来?Comments 意见:2.2.2.2.AccessAccessAccessAccess ControlsControlsControlsControlsQuestionQuestionQuestionQuestionYesYesYesYesNoNoNoNoFacilityFacil
19、ityFacilityFacility AccessAccessAccessAccess2.1Does the facility have a formal ID system for permanentand temporary employees?厂方有没有一个正式的 ID 系统给长期员工及临时员工?2.2Do the ID badges display both the employees nameand a photo?ID 証有没有一同显示员工的姓名及相片?2.3Must employees show their badges upon entering thefacility?员工
20、出入厂时一定要展示他们的証吗?2.4Are badges color-coded to help distinguish workersassigned areas?员工証是否彩色编制的,用以帮助区别工人被指派的工作地点?2.5Are employees required to wear uniforms?员工是否被要求穿上制服?2.6Is there a controlled access gate to monitor activitycoming in and out of the facility?工厂是否有一个可控制的出入闸,以作监察进出入工厂的活动?2.7Is there a fo
21、rmal registration process to documentvisitors to the facility?工厂是否有一个正式的登记程序用作文件证明探访者的身份?2.8Is access to loading docks limited to those employeesapproved or scheduled to work on the loading docks?进入货物装卸区是否只是限定于己批准的员工或己被安排于该地点工作的员工?2.9Do employees escort visitors while in a loading facilityor warehou
22、se?当访客在装卸设施或仓库内,会有员工保护着访客吗?2.10Do employees or security personnel challengeunknown or unauthorized persons in the facility?员工或保安员会对在设施内不知明人士或未授权人士查问吗?2.11Are truck drivers granted limited access to the facilityand supervised at all times?货车可机是否有限度被接受进入设施及任何时间地完全被监督着?DataDataDataData AccessAccessAcce
23、ssAccess2.12Are networks containing sensitive data secured toprevent unauthorized access to such data?计算机网络包含机密的资料是否被防护着以防止未授权许可对这些资料的存取?2.13Are individual computer workstationspassword-protected?个人计算机工作站是否有防护密码?2.14If information is available in the public domain(e.g.,theInternet),is it protected b
24、y a firewall?如果资料是在公开的网域内得到的,(例如.,互联网)这样计算机会有防火墙保护着吗?2.15Is access to sensitive information and/or systemslimited?对于机密资料及或系统会有一个限制存取吗?2.16Is a log of computer/building access rights maintained?对于计算机的存取/建筑物的进入权力会否有记录簿记录存档吗?2.17If an employee separates from the company are theaccess rights revoked?如果员
25、工离开公司后其职权会被撤销吗?2.18Is there a documented procedure in place to ensurethat all access rights are revoked?工厂会否有一个文件上证明的程序适当地保证那些职权被撤销的事宜?Comments 意见:3.3.3.3.ProceduralProceduralProceduralProcedural SecuritySecuritySecuritySecurityQuestionQuestionQuestionQuestionYesYesYesYesNoNoNoNoShippingShippingShip
26、pingShipping&ReceivingReceivingReceivingReceiving3.1Is the introduction and removal of cargo and packagessupervised by a designated security officer?对于货物的装卸及包装会否有被指定委任的保安主任监督着?3.2Do you ensure that all merchandise is properly marked?你是否保证商品正确地被标上记号?3.3Do you ensure that all merchandise is properly c
27、ounted?你是否保证商品正确地被计算?3.4Do you ensure that all merchandise is properly weighed?你是否保证商品正确地被称重量?3.5Do you ensure that all merchandise is properlydocumented?你是否保证商品正确地被文件证明?3.6Do you have a procedure to detect and report shortagesand overages?你是否有一个程序作侦测及报告过剩及短缺?ContainerContainerContainerContainer Sec
28、uritySecuritySecuritySecurity3.7Are containers/trailers/railcars that are stored overnight atyour facility secured?货柜/拖车/火车卡存放过晚在你的设施内是否被妥善保管的?Are those containers empty or full?那些货柜都是吉柜或是满柜吗?How are the containers secured?那些货柜怎样被妥善保管着?3.8Are all containers or trailers entering or leaving the facili
29、tyrecorded with the name of the driver?货柜或拖车司机进出工厂时会否被记录司机姓名?3.9Are containers stored in a monitored area to protect themfrom unauthorized access?货柜会否被存放在监察区内以保护未授权的存取?3.10Do you utilize the 7 point inspection process to ensure theintegrity of containers prior to loading?你会是利用 7 点检查程序以保证装货前货柜的完整吗?3.
30、11Do you utilize high security seals on outboundcontainers/trailers/railcars?你会在货柜/拖车/火车卡利用高防护封条吗?3.12Do you have a procedure for storing,recording,tracking,and affixing seals?你会有储存,追踪,加上封条的程序吗?Comments 意见:4.4.4.4.PersonnelPersonnelPersonnelPersonnel SecuritySecuritySecuritySecurityNOTE:We recognize
31、 that many of the standards listed below are the common practice in the U.S.,though thismight not be the case in your country.We also recognize that some data or information that is available in theU.S.may not be available in other countries.我们明白以下所列的多数标准都是通常实行在美国的,可能会与你国家的有所不同.我氜也明白到一些资料或消息只是在美国通用而
32、不可能在你国家通用.QuestionQuestionQuestionQuestionYesYesYesYesNoNoNoNo4.1Are prospective employees pre-screened beforeemployment?未来的员工在聘用前会预先甄选吗?4.2Do you also pre-screen temporary and contractemployees with the same diligence?你甄选临时员工及合约员工时也会用同一的准则吗?4.3Which of the following areas does the pre-screeningproc
33、ess include?甄选程序会包括以下那些范围?Application verification核实申请表Prior employment优先聘用Address verification住址核实Criminal convictions犯罪记录Drug testing药物测试Other(describe)其他(请说明)4.4Are photographs of employees held on file?文档内有否员工近照?Comments意见:5.5.5.5.EducationEducationEducationEducation&TrainingTrainingTrainingTrai
34、ning&ThreatThreatThreatThreat AwarenessAwarenessAwarenessAwarenessQuestionQuestionQuestionQuestionYesYesYesYesNoNoNoNo5.1Does your facility have a formal training program?贵厂有没有一套正式的培训课程?5.2When is the training program administered to employees?这个培训课程是甚么时候提供给员工?5.3Does the training program address th
35、e following areas?这个培训课程有没有包括以下的内容?Recognizing internal conspiracies认识内部阴谋Maintaining product integrity维护产品的完整性Discovering and addressing unauthorized access of thefacility or information发现及提出未授权许可进出工厂或取资料?5.4Is the training documented,with proof that an employeehas completed the training maintained
36、 in the employeesfile?培训是否有文件可证明,以证明员工是完成整个训练及存有记录?5.5Do you offer incentives for employees to participate insecurity controls(e.g.,rewards for reporting wrongdoing)?你会给予奖励参与安全控制的员工吗?(例如:奖励犯罪举报)?5.6Does training include a threat awareness program thataddresses potential threats in the supply chain?训练有包括威胁的认知课程,对付在供应链中潜在的威胁?5.7Do employees routinely receive briefings or othercommunication illustrating smuggling trends,seizures andinformation on terrorist threats along routes or areas inthe supply chain?顾主会定期地接收一些简报或其他通信说明走私趋向、夺取和关于恐怖分子威胁的信息经一些途径或供应链这方面吗?Comments 意见:*END OF SELF-ASSESSMENT*