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1、实验4. 信誉证结算业务4.2.1实验目的1、开证申请书填写完好、精确性的审核。2、依照开证申请书正确缮制信誉证。3、掌握信誉证的审证要求。4、信誉证通知、保兑的处理。5、信誉证修正的处理流程。6、信誉证中议付、寄单索偿的处理。7、跟单信誉证处理流程。8、掌握UCP500对信誉证业务处理中的规定。4.2.2 实验要求1、开证行审核开证申请书。2、开证行缮制全电证、简电证、SWIFT格式下信誉证。3、通知行审核信誉证、通知信誉证。4、开证行、通知行处理信誉证的修正。5、出口地银行议付、付款的处理。6、寄单行寄单索偿的处理。7、开证行通知进口商单到付款的处理。4.2.3 实验素材一、开证申请书20
2、03年5月10日，CHINA IMP. EXP. CORP. GUANGDONG向中国银行广东省分行提交下面这张开证申请书申请开证，开证行按所给咨询题审核开证申请书。APPLICATION FOR IRREVOCABLE DOCUMENTARY CREDITLC NO.230BS-453222致：中国银行广东省分行TO: BANK OF CHINA, GUANGDONG BRANCH 日期： DATE: MAY 10, 2003兹请贵行以信开X电开按下述工程开立不可撤销信誉证Please issue by airmail/cable an irrevocable letter of credi
3、t as follows有效期Expiry Date: July 30, 2003在受益人所在国In the beneficiarys country申请人APPLICANT(Name Address) CHINA IMP. EXP. CORP. GUANGDONGINTERNATIONAL BUILDING, DONGFENGXI RD.,GUANGZHOU,P.R. CHINA TEL:89676777受益人Beneficiary(Name Address)PHILIPS HONG KONG LIMITEDCS/BUSINESS COMMUNICATION SYSTEM26/F, HOPE
4、WELL CENTRE, 17 KENNEDY RD.HONG KONG TEL:8215888/8215688通知行（如未填写贵行可自选）ADVISING BANK(IF BLANK, AT YOUR OPTION)金额Amount(in figures and words)USD77,495.79 SAY U.S. DOLLARS SEVENTY SEVEN THOUSAND FOUR HUNDRED NINETY FIVE AND CENTS SEVENTY NINE ONLY本证使用时，汇票由你行选定以本公司或你行代理行为付款人见票 天，贵行按 % 的发票金额支用，随附以下单据。 Av
5、ailable by draft drawn, at your option, on us/you or your correspondent at sight for 100% of the invoice value accompanied by the following documents.X商业发票一式 份标明信誉证号码和合同号码。Signed commercial invoice in 4 copies indicating L/C No. and Contract No.全套清洁已装船海运提单/铁路运输承运物资收据作成空白抬头由发货人空白背书注明“运费付讫/运费待收”并通知Ful
6、l set of clean on board OCEAN BILLS OF LADING /FORWARDING AGENTS RAILWAY CARGO RECEIPTS made out to order and endorsed in blank, marked FREIGHT PREPAID/FREIGHT TO COLLECT and notify_X干净航空提单以贵行为收货人注明“运费付讫/运费待收”及列明信誉证号码并通知开证申请人。Clean Air WayBill consigned to your bank marked Freight Collect showing th
7、is L/C No. and notify the applicant with full address.保险单或保险凭证一式 份空白背书按 %的CIF金额注明赔款在目的地以汇票同种货币支付投保：学会物资险条款（一切险/平安险）、学会战争险、学会罢工暴动民变险。Insurance policy/certificate in copies blank endorsed, for pct of the CIF value showing claims payable at destination in the same currency as the draft and covering: In
8、stitute Cargo Clauses(A/B/C), institute War Clauses and Institute S.R.C.C.Clauses.X装箱单或重量单 份Packing list/weight memo in 4 copiesX由 出具之质量证 份Certificate of quality in 4 copies issued by the manufacturers.X由 出具之产地证 份Certificate of origin in 3 copies issued by the Chamber of Commerce in the country of O
9、riginXBeneficiarys copy of cable to the accountees advising shipment immediately after shipment made装运物资Covering shipment of :COMPONENTS FOR SOPHO-S 451482-155200 SHIPPING MARKS=03EMHKHNCT02002 QUANTITY: 1 LOT FCA AMSTERDAM GUANGZHOU CHINA由shipment from AMSTERDAM装运至To GUANGZHOU不迟于Latest: July 15, 20
10、03分批装运Partial ShipmentsX准许allowed禁止prohibited转运TransshipmentX准许allowed禁止prohibited其它条款：（以下条款遇有与上列印妥条款有明显出入时，则以以下条款为准）。OTHER TERMS AND CONDITIONS(These shall prevail over all printed terms in case of any apparent conflict)中国广州以外的一切银行费用由受益人负担。All banking charges outside Guangzhou, China are for benefi
11、ciarys account.单据须在装运单据签发日之后 天内但不超过信誉证有效期内提交。Documents must be presented within 15 days after the date of issuance of the shipping document(s) but within the validity of the credit. 开证申请人签章 Stamp Signature of Applicant本表用英文填写。 第一联银行留存（本证受国际商会现行“统一惯例”制约Subject to UCP ICC prevailing revision）申请人公司CHIN
12、A IMP. EXP. CORP. GUANGDONG受益人公司PHILIPS HONG KONG LIMITEDCS/BUSINESS COMMUNICATION SYSTEM26/F, HOPEWELL CENTRE, 17 KENNEDY RD.HONG KONG TEL:8215888/8215688通知行是否已由申请人指定？没有信誉证到期地点和时间在受益人所在国In the beneficiarys countryExpiry Date: July 30, 2003受益人开立汇票的要求金额：USD77,495.79；期限：即期单据品种、份数、要求商业发票；航空提单；装箱单；质量证；产
13、地证；装船发货通知书物资装运港、目的港、最迟装船期装运港： AMSTERDAM目的港：GUANGZHOU最迟装船期： July 15, 2003能否分运？能否转运？分运：同意转运：同意银行费用由哪方支付？受益人交单期单据须在装运单据签发日之后 15天内但不超过信誉证有效期内提交。开证行处理信誉证业务的依照是什么？UCP500开证行除审查申请书外，还应处理哪些事宜？P64：开证行业务处理环节开证行在什么情况下可免责？P67：信誉证开证申请书背面条款二、信誉证的开立（一）全电信誉证中国银行广东省分行接受CHINA IMP. EXP. CORP. GUANGDONG开证申请，于次日以草拟的信开信誉证
14、为依照，将该证内容输入电脑并对外发送全电信誉证。Date and place of issue:MAY 10,2003Date and place of expiryJULY 30,2003 in country of beneficiaryApplicant:CHINA IMP. EXP. CORP. GUANGDONGINTERNATIONAL BUILDING, DONGFENGXI RD.,GUANGZHOU,P.R. CHINA TEL:89676777BeneficiaryPHILIPS HONG KONG LIMITEDCS/BUSINESS COMMUNICATION SYST
15、EM26/F., HOPEWELL CENTRE,17 KENNEDY RD., HONG KONG TEL: 8215888/8215688Advising Bank: BANKERS TRUSTHONG KONGAmount: USD77,495.79SAY U.S.DOLLARS SEVENTY SEVEN THOUSAND FOURHUNDRED NINETY FIVE AND CENTS SEVENTY NINEONLYPartial shipmentsXallowednot allowedTransshipmentsXallowednot allowedCredit availab
16、le with ANY BANK:by payment at sightby deferred payment at:by acceptance of drafts at:Xby negotiation against the documents detailed herein Xand of your drafts at sight for FULL invoice value drawn on us. Shipment from AMSTERDAMfor transportation to GUANGZHOU, CHINALatest JULY 15, 2003X Signed comme
17、rcial invoice in FOUR copies indicating L/C No. and Contract No.Full set of clean on board marine bills of lading made out to order, endorsed in blank and marked FREIGHT PREPAID/TO COLLECT and to notify:Insurance policy or certificate in duplicate blank endorsed, for pct of the CIF value showing cla
18、ims payable at destination in the same currency as the draft and covering Institute Cargo Clauses( ), Institute War Clauses and Institute S.R.C.C. Clause.X Packing list/Weight memo in FOUR copies.X Certificate of quality in FOUR copies issued by THE MANUFACTURERS.X Certificate of origin in THREE cop
19、ies issued by THE CHAMBER OF COMMERCE IN THE COUNTY OF ORIGIN.X BENEFICIARYS CERTIFIED COPY OF CABLE TO THE ACCOUNTEES ADVISING SHIPMENT IMMEDIATELY AFTER SHIPMENT EFFECTED.X CLEAN AIR WAYBILL CONSIGNED TO ORDER OF ISSUING BANK MARKED FREIGHT COLLECT SHOWING THE L/C NO. AND NOTIFY THE APPLICANT WITH
20、 FULL ADDRESS.Covering shipment of: COMPONENTS FOR SOPHO-S 451482-155200 QTY: ONE LOT SHIPPING MARKS=03EMHKHNCT02002FCA AMSTERDAM GUANGZHOU CHINAOTHER TERMS AND CONDITIONS:All banking charges outside Guangzhou,China are for beneficiarys account.Documents must to be presented within 15 days after the
21、 date of issuance of the shipping document(s) but within the validity of the Credit.We hereby issue the Irrevocable Documentary Credit in your favour. It is subject to the Uniform Customs and Practice for Documentary Credit(1993 Revision, INTERNATIONAL Chamber of Commerce,Paris,France,Publication No
22、.500) and engage us in accordance with the terms thereof. The number and the date of the Credit and the name of our bank must be quoted on all drafts required. For BANK OF CHINAGUANGDONG PROVINCIAL BRANCHAuthorized Signature(s)INSTRUCTIONS OF NEGOTIATING BANK:1.Each presentation must be noted on the
23、 reverse of this advice.2. All documents are to be despatched in ONE lot by registered airmail to us at:BANK OF CHINAGUANGDONG PROVINCIAL BRANCHINTERNATIONAL DEPARTMENT.12/F, FINANCIAL BLDG.,DONGFENGXI RD.GUANGZHOU, CHINA3.In reimbursement-We shall reimburse you in accordance with your instructions
24、upon receipt of documents in compliance with credit terms.TO: BANKERS TRUSTHONG KONGFM: BANK OF CHINA， GUANGDONG PROVINCIAL BRANCHDATE： MAY 10,2003TEST：ATTN: L/C ADVISING DEPTWE HEREBY ISSUE OUR IRREVOCABLE DOCUMENTARY CREDIT AS FOLLOWS:DOC. CREDIT NUMBER: LC NO.230BS-453222EXPIRY DATE N PLACE: JULY
25、 30,2003 in country of beneficiaryAPPLICANT: CHINA IMP. EXP. CORP. GUANGDONG， INTERNATIONAL BUILDING, DONGFENGXI RD., GUANGZHOU,P.R. CHINABENEFICIARY: PHILIPS HONG KONG LIMITED CS/BUSINESS COMMUNICATION SYSTEM26/F., HOPEWELL CENTRE, 17 KENNEDY RD., HONG KONGCURR/AMOUNT: USD77,495.79AVAILABLE WITH: A
26、NY BANK by negotiationDRAFT(S) AT SIGHT FOR FULL INVOICE VALUE ON USDOCUMENTS REQUIRED: X Signed commercial invoice in FOUR copies indicating L/C No. and Contract No.X Packing list/Weight memo in FOUR copies.X Certificate of quality in FOUR copies issued by THE MANUFACTURERS.X Certificate of origin
27、in THREE copies issued by THE CHAMBER OF COMMERCE IN THE COUNTY OF ORIGIN.X BENEFICIARYS CERTIFIED COPY OF CABLE TO THE ACCOUNTEES ADVISING SHIPMENT IMMEDIATELY AFTER SHIPMENT EFFECTED.X CLEAN AIR WAYBILL CONSIGNED TO ORDER OF ISSUING BANK MARKED FREIGHT COLLECT SHOWING THE L/C NO. AND NOTIFY THE AP
28、PLICANT WITH FULL ADDRESS.PRESENTATION PERIOD: 15 days COVERING SHIPT OF GOODS: COMPONENTS FOR SOPHO-S451482-155200QTY: ONE LOT DELIVERY TERMS: FCA AMSTERDAMSHIPPING MARK: SHIPPING MARKS=03EMHKHNCT02002 GUANGZHOU CHINALOADING/DESPATCH AT/FM: AMSTERDAMFOR TRANSPORTATION TO: GUANGZHOU, CHINALATEST DAT
29、E OF SHIPMENT: JULY 15, 2003PARTIAL SHIPMENT: allowedTRANSHIPMMENT: allowedADDITIONAL CONDITIONS:1.Each presentation must be noted on the reverse of this advice.2. All documents are to be despatched in ONE lot by registered airmail to us at:BANK OF CHINA，GUANGDONG PROVINCIAL BRANCH，INTERNATIONAL DEP
30、ARTMENT.12/F, FINANCIAL BLDG.,DONGFENGXI RD.GUANGZHOU, CHINA3.In reimbursement-We shall reimburse you in accordance with your instructions upon receipt of documents in compliance with credit terms.THIS CREDIT IS SUBJECT TO UCP ICC PREVAILING REVISION.THIS IS THE OPERATIVE INSTRUMENT, NO MAIL CONFIRM
31、ATION TO FOLLOW.XXXXABC HUNANNNNN（二）简电信誉证CHINA IMP. EXP. CORP. GUANGDONG指示开证行开立信开信誉证（issue by airmail），中国银行广东省分行于次日寄送信开信誉证后并向通知行发送简电信誉证。MSG NO. LC NO.: 230BS-453222TO: BANKERS TRUSTHONG KONGFM: BANK OF CHINA， GUANGDONG PROVINCIAL BRANCHDATE: 11， MAY, 2003TEST x x x FOR USD77,495.79PLEASE ADVISE BENE
32、FICIARY THAT WE ISSUED IRREVOCABLE CREDIT NO. LC NO.230BS-45322 ON USFAVOUR: PHILIPS HONG KONG LIMITED CS/BUSINESS COMMUNICATION SYSTEMACCOUNT: CHINA IMP. EXP. CORP. GUANGDONG， INTERNATIONAL BUILDING, DONGFENGXI RD., GUANGZHOU,P.R. CHINAAMOUNT: USD77,495.79EXPIRY: JULY 30,2003 in country of benefici
33、aryCOVERING GOODS: COMPONENTS FOR SOPHO-S451482-155200QTY: ONE LOT SHIPMENT FROM AMSTERDAM TO GUANGZHOU, CHINA LATEST JULY 15, 2003 THIS IS NOT AN OPERATIVE INSTRUMENT, AIRMAIL OPERATIVE INSTRUMENT TO FOLLOW.（三）SWIFT开证中国银行广东省分行接受CHINA IMP. EXP. CORP. GUANGDONG开证申请，于次日采纳SWIFT对外开立信誉证。:40A form of docu
34、mentary credit: :20 documentary credit number: 230BS-453222:31C date of issue: 11, MAY, 2003:31D date and place of expiry: JULY 30,2003 in country of beneficiary:51s Applicant Bank: BANK OF CHINA GUANGDONG PROVINCIAL BRANCH:50 applicant: CHINA IMP. EXP. CORP. GUANGDONG， INTERNATIONAL BUILDING, DONGF
35、ENGXI RD., GUANGZHOU,P.R. CHINA:59 beneficiary: PHILIPS HONG KONG LIMITED CS/BUSINESS COMMUNICATION SYSTEM:32B currency code amount: USD77,495.79:39A pct credit amount tolerance: :41A available with /by-swift addr: ANY BANK:42 Drafts at Drawn on: US :43P partial shipments: ALLOWED:43T transshipment:
36、 ALLOWED:44A on board/disp/taking charge: AMSTERDAN:44B for transportation to: GUANGZHOU, CHINA:44C latest date of shipment: JULY, 15, 2003:45A Shipment of goods and/or services: COMPONENTS FOR SOPHO-S451482-155200QTY: ONE LOT 46A DOCUMENTS required:X Signed commercial invoice in FOUR copies indicat
37、ing L/C No. and Contract No.X Packing list/Weight memo in FOUR copies.X Certificate of quality in FOUR copies issued by THE MANUFACTURERS.X Certificate of origin in THREE copies issued by THE CHAMBER OF COMMERCE IN THE COUNTY OF ORIGIN.X BENEFICIARYS CERTIFIED COPY OF CABLE TO THE ACCOUNTEES ADVISIN
38、G SHIPMENT IMMEDIATELY AFTER SHIPMENT EFFECTED.X CLEAN AIR WAYBILL CONSIGNED TO ORDER OF ISSUING BANK MARKED FREIGHT COLLECT SHOWING THE L/C NO. AND NOTIFY THE APPLICANT WITH FULL ADDRESS.:47A Additional conditions: :48 Period for presentation:15 DAYS:49 confirmation instruction: WITHOUT53A reimburs
39、ement bank-BIC: :78 instructions to pay/acc/neg bk:1.Each presentation must be noted on the reverse of this advice.2. All documents are to be despatched in ONE lot by registered airmail to us at:BANK OF CHINA，GUANGDONG PROVINCIAL BRANCH，INTERNATIONAL DEPARTMENT.12/F, FINANCIAL BLDG.,DONGFENGXI RD.GU
40、ANGZHOU, CHINA3.In reimbursement-We shall reimburse you in accordance with your instructions upon receipt of documents in compliance with credit terms.三、信誉证的通知（一）2002年3月24日中国银行广州分行依照收到的信誉证缮制信誉证通知书，未加保兑。Name of Issuing Bank:BANK OF CHINA NEW YORK BRANCHIRREVOCABLE DOCUMENTARY CREDITNo. A-01-I-70498 O
41、RIGINALPlace and Date of Issue:19 March, 2002, New YorkApplicantFILTHAI IMPORT CORP. LTD., NEW YORKFLAT H, 16/F YOTHIN COURT, 118-128Expiry date and Place for Presentation of documentsExpiry Date:20 June, 2002Place for Presentation: CHINAAdvising BankBANK OF CHINAGUANGZHOU BRANCHBeneficiary GUANGZHO
42、U FEI YUE SEWING MACHINE MANUFACTORY, 187 TIAN YUAN ROAD, GUANGZHOU, CHINAPartial Shipment Allowed X Not allowedTransshipment Allowed X Not allowedAmount USD21,000.00(SAY UNITED STATES DOLLARS TWENTY ONE THOUSAND ONLY)Shipment from GUANGZHOUto NEW YORKLatest 31 May, /2002Credit available with ANY BA
43、NKby payment at sightby deferred payment at:by acceptance of drafts at:Xby negotiation against the documents detailed herein Xand of your drafts at sight for FULL invoice value drawn on us. XSIGNED COMMERCIAL INVOICE IN QUADRUPLICATEXFULL SET OF CLEAN “ON BOARD ”OCEAN BILLS OF LADING PLUS 2 NON-NEGO
44、TIABLE COPIES MADE OUT TO ORDER AND ENDORSED IN BLANK MARKED “FREIGHT PREPAID ”AND NOTIFY FILTHAI IMPORT CORP. LTD., NEW YORKWITH FULL ADDRESSXINSURANCE POLICY(IES) OR CERTIFICATE(S) IN ASSIGNABLE FORM AND ENDORSED IN BLANK FOR 110 PCT CIF VALUE SHOWING CLAIMS PAYABLE AT NEW YORK IN THE SAME CURRENC
45、Y OF DRAFT, COVERING INSTITUTE CARGO CLAUSES(A), INSTITUTE WAR CLAUSES INCLUDING S.R.C.C. (IF SHIPMENT EFFECTED BY CONTAINERIZED VESSEL, INSURANCE ALSO TO COVER J.W.O.B. CLAUSES)XPACKING LIST IN QUADRUPLICATEXBENEFICIARYS CERTIFICATE CERTIFYING THAT THEY HAVE SENT ONE SET OF NON-NEGOTIABLE SHIPPING DOCUMENTS DIRECTLY TO FILTHAI IMPORT CORP. LTD., NEW YORK BY AIRMAIL WITHIN 3 DAYS AFTER SHIPMENTCovering shipm