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1、*县农村信用合作联社关于 20XX年合规文化建设年活动工作汇报材料四川省农村信用社联合社：20XX年是*县农村信用合作联社“合规文化建设年”，为推进合规文化建设，提高合规经营意识和风险管理水平，我社及时召开合规文化建设动员大会，成立合规文化建设年活动领导小组，制定合规文化建设实施方案，将合规文化建设工作共分为四个阶段进行，第一阶段为宣传发动、部署动员阶段，第二阶段为全面自查、发现问题阶段，第三阶段为整改完善、培训教育，第四阶段为及时总结、促进提高阶段.目前我社合规文化建设健康有序开展，取得了一定成效，现将我社合规文化建设活动开展情况汇报如下：一、落实组织领导、保障合规文化建设活动有序开展我社在
2、 20XX年 6 月初收悉省联社合规文化建设年活动方案及实施细则文件后，联社上下各级高度重视合规风险管理工作，充分认识到该项工作的重要性和必要性，并将其纳入重要的议事日程。联社于 20XX年 6 月 19 日在召开*县农村信用合作联社文化建设活动动员大会，在会上联社班子要求各级各部门高度重视此次活动，对活动提出的要求要切实落实，保证合规文化建设活动顺利开展。为此联社根据省联社的文件精神及要求，相继出台了*县农村信用合作联社合规文化建设年活动方案，*县农村信用合作联社合规风险实施细则并成立了*县合规文化建设年活动领导小组，由联社领导直接负责合规文化建设工作。以此明确了合规文化建设的具体工作及要求
3、，明确了联社各个管理层的合规职责，通过上述文件的发布，基本上构建了我社合规文化建设的组织体系，为今后我社合规文化建设，保障合规经营奠定了组织基础。二、做好合规文化建设宣传，营造合规经营氛围我社根据制定的实施方案，积极组织合规文化建设的学习动员，召开专题会议，利用宣传专栏、横幅、标语等有效载体宣传合规理念，普及合规知识，树立“合规从高管做起，合规人人有责，主动合规，合规创造价值”的理念，使合规意识深深根植于广大员工心中，努力营造“人人讲合规，处处显合规，社社重合规”的良好氛围。同时开展合规文化建设考试，促使员工学习合规文化的要求，深刻理解合规理念，提高员工的合规意识，减少案件的发生。三、完善规章
4、制度，夯实合规经营基础建立完善的内控制度,让各项经营活动有章可循是推进合规文化建设的前提。我社在合规文化建设年中，积极推进内控制度建设工作，梳理业务条线管理，建立合规管理流程，目前制度梳理工作进展顺利，因财务部门制度有更新，预计在20XX年一季度能将联社各个部室最新的条线制度汇编成册，以供每位员工学习参考。与此同时，联社在20XX年结合实际，及时制定完善了文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文
5、档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W
6、6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文
7、档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W
8、6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文
9、档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W
10、6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7*
11、县农村信用合作联社委托中介机构评估管理办法、*县农村信用合作联社账销案存管理办法、*县农村信用合作联社资产处置拍卖机构评定工作、*县信贷业务风险提示规则、*县农村信用合作联社信贷管理规定等内控制度，员工签订了安全保卫责任书、承诺书等，进一步严格管理制度，明确岗位责任，促进我社各项业务有章可循，合规经营。四、强化制度监督检查，确保合规监督成效 20XX年，县联社为确保制度的有效执行，保证经营的合法合规性，联社积极推行党务公开，开展廉政风险机制建设工作，并结合稽核序时检查和各条线部门开展各项专项检查，全方位加强制度的监督检查，确保合规监督成效。（一）推行党务公开。为进一步推进党内民主政治建设，促进
12、和保证我县农村信用社各项工作的顺利开展，联社认真推行党务公开工作。一是对干部选拔任用、录用及考核情况进行公开。20XX年就有 7 名成绩优异的青年员工通过公开竞聘提到了一线的信用社主任领导岗；二是对党风廉政建设内容通过下发文件、内部 OA办公系统等形式进行公开。使党的民主集中制得到有效执行，党员的知情权、参与权和监督权等民主权利得到保障，为合规文化建设工作的开展提供了良好的氛围和平台，促进了合规文化建设在我社的顺利开展。（二）开展廉政风险机制建设工作。联社按照廉政风险防控机制建设工作实施方案确定的工作步骤，在全县农村信用社文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8
13、R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5
14、 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8
15、R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5
16、 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8
17、R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5
18、 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8
19、R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7各职能部门和全部工作岗位以及基层信用社所有工作岗位范围内认真开展廉政风险防控机制建设活动，推进信合系统惩治和预防腐败体系建设。（三）扎实开展序时稽核工作，惩处违规，保障合规。20XX 年，我社认真开展序时稽核、专项稽核等工作，稽核面达 100%。有效防范和化解信用社业务经营风险、管理风险，防止各类案件或事故发生。同时对稽核中发现的问题，进行认真分析，提出了明确的整改意见，并按统一处罚尺度由联社处罚小组对责任人进行了处理，1 至
20、12 月受罚机构178 个，共处理违规人员 200人，其中经济处罚199 人，罚款金额 81120 元，记载员工违规积分351 分，撤职 1 人。对警示其他信用社人员起到了积极的作用。（四）加大安全保卫检查处罚力度，防范安全事故发生。20XX 年为全面查找我县农村信用社安全保卫工作和安防设施存在的问题及薄弱环节，做到边查边纠，切实消除存在的安全隐患，我社采取了多种形式对各项制度执行情况和安全保卫工作落实情况进行检查。一是联社成立了“元旦、春节”、“五一”、“十一”等节日期间安全突击检查工作小组，对信用社进行了安全突击检查；二是对全辖信用社、分社的安全保卫工作进行了日常检查；三是利用电话通讯对基
21、层营业网点的空档值班和夜间守护进行了检查；四是各级领导和部门对安全工作进行了认真的履职检查，完成了上级规定的检查任务。五是加大了对基层信用社的检查处罚力度，特别是加大了对信用社负责人和分社负责人的文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档
22、编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6
23、Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档
24、编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6
25、Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档
26、编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6
27、Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7检查处罚力度，安全违规违制现象明显下降。20XX 年，理事长对联社金库守押情况检查4 次，对辖内网点的安全保卫工作检查53 社次；分管安全保卫工作的领导对联社金库守
28、押情况检查12次，对辖内网点的安全保卫工作检查124 社次；安全保卫部对联社金库的守押情况和枪支弹药管理情况检查12 次；对辖内网点守库值班情况电话检查12 次；对辖内网点的各类安全保卫工作检查网点数216 社次，检查总人数704 人次，工作日89 日；各信用社自查、抽查、突击检查共657 社次等，共发现各类安全隐患共 68 处，落实整改共68 处，经济处罚91 人次，其中信用社及分社负责人31 人，占处罚总人数比34.1%,处罚金额 29750 元，扣违规积分 209 分，其中信用社及分社负责人90 分,占扣积分总数比 43.1%,有效防止了各类责任性安全事故的发生。（五）扎实开展“三项整治
29、”、“三法一指引”等专项活动。根据省联社和银监部门关于“三项整治”及“三法一指引”的工作要求和安排，联社由授信评审部牵头组织辖内各营业机构切实开展专项整治工作。在营业网点自查的基础上，联社分类别、分阶段对辖内社此项工作开展情况进行抽查和复查，确保将潜在问题充分暴露，责任落实，整改措施到位。通过检查，未发现营业机构在办理抵质押贷款时手续不全、抵质押不足、重复抵押、无效抵质押的现象，无违规转移资金用途情况，信用社基本能按照规章制度管理尽职。（五）深入开展内控及案防制度执行活动，加强条线检查监督。为进一步规范我县农村信用社业务操作行为，增强制度执行文档编码:CL8Y2U4V9Q5 HB5W6Z3V4
30、Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:C
31、L8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4
32、Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:C
33、L8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4
34、Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:C
35、L8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4
36、Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7力，切实提高案件防控能力，保证合规经营，联社认真贯彻资阳银监分局关于转发深化银行业内控和案防制度执行年活动实施方案的通知精神，扎实开展专项活动。联社按照职能部门业务条线进行条线检查，重点围绕执行年活动宣传、“三个办法一个指引”贯彻情况、抵质押贷款风险状况、借名（假冒名）贷款情况、“五十个严禁”和省联社“十条禁令”执行情况、安全规章制度的贯彻落实情况等内容开展工作检查。五、立足教育培训，强化合规意识认识是行动的
37、先决条件，有了正确的认识，才会有正确的行动，为此我社积极组织开展合规文化教育培训工作，主要培训学习活动有：中心组及高管人员学习，各业务部门对员工开展的业务条线培训学习、联社对新进员工开展业务培训学习，其中，中心组及高管学习6 次，从思想上，行动上要求高管人员切实践行合规经营，不走偏路，合规合法经营；联社各业务部室组织员工培训 20 余次，考试2 次，基本囊括了联社所有部室，尤其是财务会计部、中间业务部、授信评审部因业务发展需要，开展的培训次数较多，如新农保培训、人民币结算账户管理知识培训，网上银行业务培训等。除此之外联社高度重视外派员工参加学习培训，积极动员年轻员工参加省联社，市办事处及银监部
38、门组织的各项培训。另外为了培养员工的合规意识，在工作中能更准确的把握政策要求，我社自行或是协同上级机关将制度编制成册，下发到每位员工，如“三法一指引”宣传手册、“员工行为处理办法”白皮书等。文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:
39、CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V
40、4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:
41、CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V
42、4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:
43、CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V
44、4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7六、工作中的不足之处因合规文化建设活动在我社还是第一次开展，合规岗更是第一次在信用社设立，因此在工作方式方法上还是存在着一些不足之处，如与其他职能部门的配合上还是缺乏一定
45、的经验，在基层工作的开展上缺乏借鉴的经验等，但是相信只要我社认真开展合规文化建设工作，以上的不足之处也会得以改善提高，使我们的合规文化建设步入健康发展的道路。谢谢大家!二一二年一月八日文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8
46、Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5
47、 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8
48、Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5
49、 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8
50、Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5 ZX1C2J8R8X7文档编码:CL8Y2U4V9Q5 HB5W6Z3V4Z5