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1、1/12 2003年证券从业考试投资基金考试真题1开放式基金是通过投资者向（）申购和赎回实现流通的。A基金托管人B基金受托人C基金管理公司D证券交易市场2基金届满即为基金终止，对基金资产进行清产核资后的（）按投资者出资比例分配。A基金净资产B基金总资产C基金投资额D基金流动资产额E开放式基金3证券投资基金不包括（）。A封闭式基金B开放式基金C创业投资基金D债券基金E股票基金4根据投资对象的不同，证券投资基金的划分类别不包括（）。A股票基金B国债基金C债券基金D指数基金5根据运作特点划分的证券投资基金不包括（）。2/12 A对冲基金B套利基金C指数基金D国际基金6根据运作特点划分的证券投资基金不
2、包括（）。A成长型基金B收入型基金C期权基金D平衡型基金7第一家证券投资基金诞生于（）。A美国B英国C德国D法国8（）是衡量一个基金经营好坏的主要指标，也是基金单位交易价格的计算依据。A基金规模B基金收益率C基金资产净值D基金赎回率9证券投资基金的发起人不可以是（）。A信托投资公司B证券公司C保险公司D基金管理公司10 每个基金发起人的实收资本不少于（）。A2 亿元文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R1
3、0B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB
4、10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S
5、4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码
6、:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2
7、Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10
8、 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5
9、M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O63/12 B 3 亿元C4 亿元D1 亿元11 基金管理公司的发起人可以是（）。A保险公司B证券公司C商业银行D金融咨询公司12 拟设立的基金管理公司的最低实收资本为（）。A1000 万元B 1500 万元C
10、2000 万元D3000 万元13 基金管理公司发起人的实收资本不少于（）。A1 亿元B 2 亿元C3 亿元D4 亿元14 基金会计帐册报表和记录的保存年限在（）。A10 年以上B 20 年以上C15 年以上D5 年以上15 基金管理公司治理结构中不包括（）。A董事会B监事会文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B
11、10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10
12、X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E
13、4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:C
14、T10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5
15、O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 Z
16、O8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8
17、R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O64/12 C股东大会D消费者16 基金管理公司的独立董事不少于（）。A2 人B 3 人C4 人D5 人17 基金管理公司的独立董事的人数占董事会的比例不得低于（）。)A?B 1/3 C1/2 D1/5 18 我国封闭式基金不允许以下列价格发行（）。A溢价发行B折价发行C平价发行D面值发行19 根据我
18、国的规定，封闭式基金的存续时间不得少于（）年，最低募集数额不得少于（）亿元：A10，5 B 5，10 C5，2 D20 我国封闭式基金的发行期限为（）。A4 个月B 2 个月文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N
19、5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10
20、B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB1
21、0X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4
22、E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:
23、CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z
24、5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10
25、ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O65/12 C3 个月D1 个月21 我国封闭式基金在发行期限内募集的资金超过该基金批准规模的（）方可成立：A70%B 80%C90%D60%22 开放式基金的销售机构不包括（）。A商业银行B保险公司C证券公司D担保公司23 基金变更不包括（）。A封闭式基金转为开放式基金B封闭式基金清算C封闭式基金扩募D封闭式基金续期24 根据证券投资基金管理暂行办法，一个基金持有一家上市公司的股票，不得超过该基金资
26、产净值的（）。A10%B 20%C30%D15%25 基金清算帐册以及有关文件由（）来保存。A基金托管人B基金发起人文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10
27、X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E
28、4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:C
29、T10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5
30、O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 Z
31、O8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8
32、R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7
33、HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O66/12 C基金管理人D基金清算小组26 在我国，基金发起人不包括（）。A证券公司B信托投资公司C基金管理公司D金融咨询公司27 在我国，基金发起人的实收资本不少于（）。A2 亿元人民币B 3 亿元人民币C4 亿元人民币D1 亿元人民币28 证券投资管理的指导性原则不包括（）。A合规性原则B诚实信用原则C合理性原则D投资分散化原则29 证券投资管理的的作业流程不包括（）。A确定投资目标B信息管理C资产配置D投资选择E风险管理30 货币市场上交易的金融产品不
34、包括（）。A短期国债B公司债券文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB1
35、0X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4
36、E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:
37、CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z
38、5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10
39、ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M
40、8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7
41、 HB10X5M8R10B10 ZO8N5S2Z5O67/12 C大额可转让存单D回购协议31 资本市场上交易的金融产品不包括（）。A股票B债券C基金证券D商业票据32 金融期货市场交易的产品包括（）。A利率期货B大豆期货C绿豆期货D远期合约33 证券投资的交易成本不包括（）。A固定成本B变动成本C人力成本D买卖价差34 证券投资的交易成本包括（）。A执行成本B信息成本C科研成本D人力成本35 证券投资的执行成本包括（）。A机会成本B市场冲击成本C持有库存的风险成本文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB1
42、0X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4
43、E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:
44、CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z
45、5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10
46、ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M
47、8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7
48、 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O68/12 D买卖价差48 开放式基金的赎回费率不得超过赎回金额的（）。A2%B 3%C4%D5%49 巨额
49、赎回是指基金净赎回申请超过基金总份额的（）。A10%B 9%C8%D7%50 假定某基金的总资产为35 亿元，总负债为5 亿元，基金份额总数为30 亿份，那么该基金单位净值为（）。A1 元/份B 1.167 元/份C1.33 亿/份D1.2 元/份51 开放式基金的买入价不可以是（）。A基金单位净值B基金单位净值减交易费C基金单位净值减赎回费D基金单位净值加交易费52 假设某基金某日持有的某三种股票的数量分别为100 万股 500 万股和1000万股，每股的收盘价分别为30 元 20 元和 10 元，银行存款为10000万元，对托管人或管理人应付的报酬为 5000 万元，应付税金为5000万元
50、，基金单位为20000万，请运用一般的会计原则，计文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9S4E4Q7 HB10X5M8R10B10 ZO8N5S2Z5O6文档编码:CT10I9