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1、证券行业词汇share, equity, stock股票、股权;bond, debenture, debts债券;negotiable share可流通股份;convertible bond可转换债券;treasury/government bond国库券/政府债券;corporate bond企业债券;closed-end securities investment fund 封闭式证券投资基金;open-end securities investment fund 开放式证券投资基金;fund manager基金经理/管理公司;fund custodian bank 基金托管银行;mark
2、et capitalization 市值;p/e ratio 市盈率;(price/earning)mark-to-market逐日盯市;payment versus delivery 银券交付;clearing and settlement 清算/结算;commodity/financial derivatives 商品/金融衍生产品;put / call option 看跌/看涨期权;margins, collateral 保证金;rights issue/offering 配股;bonus share 红股;dividend红利/股息;ADR美国存托凭证/存股证;(American De
3、pository Receipt)GDR全球存托凭证/存股证;(Global Depository Receipt)retail/private investor 个人投资者/散户;institutional investor机构投资者;broker/dealer 券商;proprietary trading 自营;insider trading/dealing 内幕交易;market manipulation 市场操纵;prospectus招股说明书;IPO 新股/初始公开发行;(Initial Public Offering)merger and acquisition收购兼并。股市常用术
4、语 Advance-Decline Theory 涨跌理论Arbitrage套利Arbitrageur套利者As Agent做代理Ask-Bid System竞价系统At-the-Close Order收盘指令At-the-Market按市价At-the-Opening(Opening Only)Order开盘指令Back Up逆向变化Bar Chart条线图Base Market valu基准市场价值Bear聩sh行情看跌Bear Market熊市Bear Raiders大量抛空者Bid-and-Asked Quotation(or0Quote)买方报价和卖方报价（报价）-Blowout畅销
5、Blue-Chip Stocks蓝筹股瀀Breakout突破Bullish行情看涨Bull Market牛市Buying Power购买力Cancellation取消Capitalization资本Certificate证券证书Climax(Buying/Selling)放量（买/卖）Close收盘价Closing Transaction平仓交易Commission佣金Congestion Area震荡区Cornering the Market*纵市场Corporation股份公司Cum Rights含权Cyclical Stock周期性股票Date of Record登记日Day Order
6、当日委托指令Day Trading日交易Dealer交易商Descending Tops下降顶点趋势Dip回调谷Distribution Area整理区Diversification分散投资Dividends红利Dont Fight the Tape顺行情交易Double Bottom双底Double Top双顶Dumping抛售Effective Date生效日期Ex-Distribution(X Dis)无分配额Ex-Dividend(XD)(Without Dividend) Date除息日Expiration Date到期日Ex-Right(XRT)除权Face value面值Floo
7、r交易大厅Floor Order Tickets场内委托单Free-Riding自由放纵投机行为Frozen Account冻结账户Fundamental Analysis基本面分析Futures期货Gap跳空Head and Shoulders头肩形Highballing高价交易Holder of Record登记持股人Holding the Market托盘Horizontal Price Movement横盘Hot Issue抢手证券Inactive Market不活跃市场Index指数Insider内幕人Institution机构投资者In the Tank跳水Issued-and-O
8、utstanding Stocks已发行流通股Issuer发行人Joint Account联合账户Last Trading Day最后交易日Liquidation清仓Liquidity流动性Listed Stock上市股票Long Market value所持证券市场价值Long Position多头头寸Manipulation*纵Marketability流动性Market Price市场价格Market value市场价值Matched Orders对敲指令Merger合并Negotiability流通性New Issue新发行Offer要价Offering (Asked) Price卖方
9、要价Offering Date发行日Off-Floor Order场外委托On-Floor Order场内委托On the Tape行情显示Opening开盘价Opening Only Order开盘委托指令Opening Transaction建仓交易Oversold超卖Overvalued估值过高P(rice)/E(arnings) Ratio市盈率Paper Loss/Profit账面损益Pennant尖旗形Picture行情Place发售Portfolio证券组合Position头寸Price Range价格范围Primary Distribution(Offering)初次发售Pri
10、mary Market次级市场Primary Movement大趋势Principals(Stockholders)股东Principal value本金值Profit Taking活力回吐Public Offering(Distribution)公开发售Purchasing(Buying) Power购买力Rally反弹Reading the Tape看盘Record Date登记日Reorganization资产重组Resistance阻挡区Resistance level阻挡线Reversal反转Rigged Market受*纵的市场Rising Bottom上升谷底趋势Rounding
11、 Bottom(Saucer)圆底Rounding Top圆顶Screen(Stocks)选股Secondary Distribution(Offering)二次发售Secondary Market二级市场Securities Analysis证券分析Security证券Seek a Market寻求入市机会Selling Off(Sell-Off)止损抛售Share股份Short Position空头头寸Soft Market疲软市场Speculation投机Split Down并股Spread价差Stag攫利者Stagflation滞胀Stagnation萧条Stockholder(Sha
12、reholder)持股人Stocks股票Subscription Ratio认购比率Substitution(Swap)替代（互换）Support支撑区Support Level支撑线Sweetener甜头Takeover接管(Ticker) Tape行情显示系统Technical Analysis技术分析Technical Sign技术讯号Tight Market旺市Tip提供消息Total Cost总成本Total Volume总成交量Trade Date交易日Trader交易商Trading Authorization交易授权Trading Floor交易大厅Trend趋势Trendli
13、ne趋势线Triangle三角形Undervalued估价过低Unissued Stock未发行股票Uptrend上升趋势Volume交易量Weak Market弱市Wedge楔形W FormationW底Without Dividend除息 stock n.库存, 股票, 股份, 托盘, 祖先, 血统, 原料 adj.股票的,存货的,繁殖用的stock market股票市场reaches a new high or a new low到一个新高（低）statement n.声明, 陈述, 综述，报表The Dow Jones Industrial Average道琼斯工业平均指数（道指）ma
14、rgin n.页边空白, (湖、池等)边缘, 极限, 利润, 差数, (时间、金额等)富余to begin with最初，开始payroll 5peirEuln.薪水册add up加到上bring in收入钱asset value,资产价值book value账面价值think of as把看成rate of return回报率outright adj.直率的, 彻底的, 完全的adv.直率地, 痛快地, 立刻地, 全部地earnings n.所得,收入，收益share股份，等份，份额ownershipn.所有权, 物主身份retain vt.保持, 保留dividend n.被除数, 股息,
15、 红利, 额外津贴, 奖金, 年息disperse v.(使)分散, (使)散开, 疏散as far as are concerned就而言capitalization n.资本化, 股本, 资本总额, 大写transaction n.办理, 处理, 会报, 学报, 交易, 事务, 处理事务by word-of-mouth口头地ad n.广告stock exchange股票交易所The New York Stock Exchange (NYSE) 纽约股票交易所butcher 5butFEn.屠夫, 屠户vt.屠宰, 屠杀dairy n.牛奶场, 奶品场, 售牛奶, 奶油, 鸡蛋等的商店, 奶
16、制品baker n.面包师, 面包工人, (便携式)烘炉stock broker股票经纪人haggle争价fluctuate vi.变动, 波动, 涨落, 上下, 动摇vt.使动摇, 使波动, 使起伏shut down关闭plummet 5plQmitn.铅锤, 重荷vi.垂直落下FAA (Federal Aviation Administration) （美国）联邦航空管理局airline n.定期航线asset value资产价值project n.计划, 方案，工程v.设计, 计划, 投射, 放映,发射(导弹等)corporation n.律社团, 法人, 公司, 企业, 有限公司, i
17、ncorporate adj.合并的,一体化的vt.合并, 使组成公司vi.合并, 混合, 组成公司sole proprietorship独资(经营)partnershipn.合伙, 合股, 合伙企业, 合伙契约, virtual 5vE:tjuEl, -tFuEladj.虚的, 实质的, 物有效的, 事实上的register n.记录, 登记簿, 登记, 注册, vt.记录, 登记, 注册, 提示, 把.挂号sue sju:, su:vt.控告, 向.请求, 请愿vi.提出诉讼, 提出请求incredibly adv.不能相信地indefinite adj.模糊的, 不确定的, 语不定的in
18、finite n.无限的东西(如空间、时间),adj.无穷的, 无限的, 无数的, 极大的board of directors董事会directoratedirector n.主任, 主管, 导演, (机关)首长, (团体)理事, (公司)董事president总裁general manager总经理 managing directorfleet n.舰队, 港湾, 小河adj.快速的, 敏捷的, 浅的vi.疾驰, 飞逝, 掠过IPO (Initial Public Offering).首次公开发行brokerage house经纪行liability n.责任, 义务, 倾向, 债务, 负债
19、, 与assets相对get sued被起诉lose the suit败诉income stock收入型股票growth stock成长型股票Securities and Exchange Commission (SEC)证券交易委员会indicator n.指标，指数，指示器, 化指示剂price/earnings ratio市价收益比率，市盈率indexn.索引, 数学指数, 指标, (刻度盘上)指针S&P 500标准普尔500指数The Russell 2000bull market牛市bear market熊市NASDAQ - National Association of Secur
20、ities Dealers纳斯达克（全国证券交易商协会）list列出。上市stock broker股票经纪人, 证券经纪人Merrill Lynch美林证券Charles SchwabMorgan Stanley摩根斯坦利relay n.驿马, 接替, 电工继电器vi.得到接替, 转播makes the trade作一笔交易commission n.委任, 委托, 代办(权), 代理(权), 犯(罪), 佣金Over The Counter (OTC)柜台交易市场stockbroker证券（股票）经纪人quote报价reporter证券交易所雇员broker house负责代理证券买卖机构se
21、ttlements证券的交割bears熊市的投资者bearish熊市的bea/ bearish market熊市bulls牛市的投资者bullish牛市的bull/ bullish market牛市market order按市价订购股票limit order按特定价订购股票round lots股票整份购买或大额购买stock brokerage代理买卖证券商行或业务buying long 多头买升selling short空头卖跌underwrite包销offerings上市的股票（证券）bookruner投资银行finacial assets金融资产nominal value票面价值equity/stock/share股票shareholder/stockholer股东intermediary中介人